William Carleton CV
William Carleton (Twitter: @wac6) is a nationally known lawyer with 24 years experience counseling emerging companies, their founders, and their investors. As a member of McNaul Ebel Nawrot & Helgren PLLC in Seattle, Bill leads a boutique practice serving emerging companies in Web, Digital Media, FinTech, Robotics, IT, Gaming, Custom Software Development, and other internet and software-based industries.
Bill is active in national policy impacting angel investors and the private financing ecosystem for startups and emerging companies. He serves as Chair of the Angel Capital Association's Public Policy Committee Advisory Council, and writes, speaks and presents frequently on general solicitation, accredited investor verification, and other reforms under the JOBS Act. He has written articles on these topics for the Wall Street Journal, TechCrunch, GeekWire and VC Experts, and has been quoted on the JOBS Act by the Wall Street Journal, Reuters, Inc.com, Crowdsourcing.org, Compliance Week, KQED.org, and other publications.
Speaking Engagements:
|
Investor Experience With Accredited Platforms |
Angel Capital Association Webinar (moderator) |
January 13, 2016 |
Update on ACA, Public Policy & What Happened Yesterday |
2015 Angel Insights Exchange, New Orleans |
November 10, 2015 |
And the Beat Goes On |
2015 Angel Capital Association Summit, San Diego |
April 15, 2015 |
The New SEC
Regulations: Practical Interpretation and Guidance for Angel Group Management Activities |
2014 Angel Capital Association Summit, Washington DC |
March 27, 2014 |
Disruptive Alternatives:
An insight to Crowd Funding and Peer-to-Peer lending, the new investment vehicles for investors |
Thomson Reuters 2014 Online Financial Services Symposium, NYC |
March 25, 2014 |
Confust it
All |
TWiL #222 |
August 2, 2013 |
JOBS Act - The Latest, What it Means for Angels, and What ACA is Doing |
2013 Angel Capital Association Summit, San Francisco |
April 19, 2013 |
Two kinds of investment
crowdfunding |
Angel Capital Association: 2013 Northwest Regional Meeting |
March 14, 2013 |
Crowdfunding, AngelList and
angel investing: the Venn of it all |
Seattle Angel Conference |
March 4, 2013 |
Equity Crowdfunding
Dissected |
Docracy's Legal Stuff Explained 2.4 |
October 18, 2012 |
Private
Offerings: Impact of the Elimination of Regulation D Rule 506 Prohibitions on General Solicitation |
Law Seminars International: Taking Advantage of the JOBS Act |
May 3, 2012 |
Public policy
update |
Angel Capital Association: 2012 Northwest Regional Meeting |
May 1, 2012 |
Webinar
: Understanding the JOBS Act |
Angel Capital Association and VC Experts |
April 4, 2012 |
Legal Advice For
Entrepreneurs & Their Companies |
Legal Advice For Entrepreneurs & Their Companies |
March 12, 2012 |
The
New Reality - Impact of Washington DC Policymakers on Angels and Startups |
2012 Angel Capital Association Summit, Austin, TX |
March 7, 2012 |
Beyonce, Bad Laws, and
Breastaurants |
TWiL #133 |
2011 |
Apple mobile trade dress and other
topics |
TWiL #108 |
2011 |
Public Policy Outlook Panel |
Angel Capital Association Northwest Regional Meeting |
2011 |
Technology startups (breakout session) |
2011 IBOP Conference |
2011 |
The Future of Social Media |
SMC Seattle Workshop: Social Media and the Law |
2010 |
Angel Term Sheets |
2010 Angel Capital Association Summit - Pre-Summit Term Sheet Program,
Panelist |
2010 |
Press & Editorial:
|
Want to Avoid "General Solicitation?" Focus on Relationships! |
ACA Angel Insights Blog |
November 23, 2015 |
Referenced in Crowdfunding Gets State-Level Test Run |
Wall Street Journal |
December 4, 2013 |
Quoted in JOBS Act Secretly Cramps Friends-and-Family Funding |
Inc.com |
October 1, 2013 |
The Trojan Horse of Accredited-Investor
Verification |
The Accelerators, Wall Street Journal |
September 27, 2013 |
Quoted in General Solicitation Brings Startups Capital, Risks |
Wall Street Journal |
September 23, 2013 |
Angel investing:
The walls come tumbling down |
GeekWire |
September 23, 2013 |
Quoted in FINRA tackles private securities as investors seek
yield |
Reuters |
August 29, 2013 |
Interviewed in SEC Plans for New Disclosures on Private Offerings Draw Fire |
Compliance Week |
August 27, 2013 |
Let's have general solicitation as Congress intended it |
TechCrunch |
July 19, 2013 |
Interviewed for SEC votes to lift general solicitation ban |
Crowdsourcing.org |
July 10, 2013 |
Interviewed for No more secrecy? SEC votes to allow startups,
VCs, hedge funds to talk about fundraising |
GeekWire |
July 10, 2013 |
Co-author of Expert
Q&A on Accredited Crowdfunding |
Practical Law Company |
June 20, 2013 |
Referenced in What Does Gay Marriage Have to do with Private Equity |
WSJ Private Equity Beat |
June 19, 2013 |
Quoted in What's Really Going on With Crowdfunding |
Inc.com |
April 10, 2013 |
Quoted in Solar Company Can "Crowd Fund" $100 Million, Regulators Say |
KQED.org |
April 8, 2013 |
What the SEC letters to FundersClub and
AngelList mean for investment crowdfunding |
Crowdsourcing.org (editorial) |
April 2, 2013 |
Visual
language: Stagecraft in Obama’s Google Hangout |
GeekWire |
February 15, 2013 |
Three things broken in investment crowdfunding that SEC
regulations won't fix |
Crowdsourcing.org (editorial) |
January 7, 2013 |
Legal lessons from Amazon’s ‘noncompete’ battle with Google |
GeekWire |
December 31, 2012 |
(Cited in) Website names tied to crowdfunding spike |
Reuters REFILE |
December 5, 2012 |
Congratulations President Obama, Now Please Help Fix Equity
Crowdfunding |
Crowdsourcing.org (editorial) |
November 9, 2012 |
Quoted in Does the U.S. Equity Crowdfunding Legislation Need a "Do-
over"? |
Crowdsourcing.org (editorial) |
October 5, 2012 |
Driverless
cars: Looking under the legislation’s hood |
GeekWire |
September 26, 2012 |
Quoted in Kickstarter Clarifies Refund Policy After News Report |
KQED News Fix |
September 5, 2012 |
Interviewed in In
'Crowdfunding,' Money Trail is Murky |
KQED Radio |
August 23, 2012 |
Questions I'd
ask before listing a startup on FundersClub |
GeekWire |
August 23, 2012 |
Boss
signing in to your Facebook account? There's a law for that |
GeekWire |
June 4, 2012 |
Interviewed for Crowdfunding Is
Coming, But Skeptics Say the 1 Percent Still Rule the Financing Game |
Seattle Weekly's The Daily Weekly |
May 22, 2012 |
Interviewed for Crowd funding
warning from Washington and the SEC |
KIRO FM |
May 16, 2012 |
Facebook may be discovering that mobile users don't like ads |
GeekWire |
May 12, 2012 |
Reality Check: Twitter's patent pledge not what it seems |
GeekWire |
April 18, 2012 |
Live Chat: What Will the JOBS Act Mean for U.S. Start-Ups? |
Wall Street Journal |
April 12, 2012 |
Fiddling
with user timelines: A wrong turn for Twitter? |
GeekWire |
March 29, 2012 |
The JOBS Act means different things to different people in the startup community
|
GeekWire |
March 27, 2012 |
Crowdfunding is white-hot on Capitol Hill - will it
survive the fire? |
Crowdsourcing.org |
March 19, 2012 |
Quoted in State regulators fight for 'crowdfunding' control |
Reuters |
March 16, 2012 |
Crowdfunding for the 1% |
Crowdsourcing.org |
March 13, 2012 |
Crowding out
angels from startup financings? |
GeekWire |
March 3, 2012 |
Imagined Obama Address in "Thanksgiving Guest Post
#2" |
Atlantic (James Fallows' blog) |
November 24, 2011 |
On the Scene: A Geek's Guide to the Wall Street Occupation |
GeekWire |
October 16, 2011 |
Guest on Episode
133: Beyonce, Bad Laws, and Breastaurants |
This Week in Law |
October 13, 2011 |
Quoted in Why Zillow insiders want to keep the stock above $25 per share |
GeekWire |
August 3, 2011 |
Quoted in mobile apps and startup costs |
Wall Street Journal, Small Talk Column |
May 16, 2011 |
Guest on Episode
108: The Other Pump Drops |
This Week in Law |
April 23, 2011 |
Fred Wilson's $5,000 Startup Lawyer Challenge |
GeekWire |
March 23, 2011 |
The future of privacy law in the era of Foursquare and check-ins |
TechFlash |
August 11, 2010 |
Rules
for angel financing saved |
TechFlash (co-authored w/ Dan Rosen & Joe Wallin) |
April 22, 2010 |
Compromising on Private Placement
Regulation |
Wall Street Journal (Suzanne Barlyn video interview) |
April 16, 2010 |
|
Literature:
- Plan B (2005), a book of sonnets, in print and available on Amazon
- The Abecedarian Procedure, a journal on poetics co-authored with A. R. Ammons and Cynthia
Bond, published 2004 in Epoch
Vol. 52, No. 3, This is Just a Place: The Life and Work of A.R. Ammons (Cornell University)
Film:
- Dot Con (2000), originally titled Back
Spot Turn, the first full length feature shot on HDCAM
Blogging:
Personal Profiles:
This page last revised January 27, 2016.